ESOP Valuation and Consulting

We are passionate about Employee Stock Ownership Plans (“ESOPs”) and the unique opportunities they provide to businesses, selling shareholders, and employees. Our ESOP Advisory & Consulting group frequently assists businesses, business owners, and fiduciaries throughout every stage of an ESOP’s life cycle. We serve ESOP companies ranging from small closely-held companies to large publicly traded companies in a variety of industries.

Our professionals have worked with over 200 employee-owned companies on more than 500 ESOP-related engagements. We are active members in the ESOP Association and frequent speakers on ESOP-related topics. Our services include:

Pre-ESOP Planning & Evaluation:

  • Assessment of Alternative Strategies
  • Feasibility Studies & Analyses
  • ESOP Consulting
  • Preliminary Valuation

ESOP Formation:

  • Initial Valuation
  • Transaction Structuring & Financing
  • Fairness and Solvency Opinions
  • Capital Raising

ERISA Compliance:

  • Annual Valuations
  • Trustee Advisory
  • ESOP Transactions
  • Valuation Report Review
  • Follow-on transactions
  • C to S corporation conversion
  • Forensic Accounting & Dispute Advisory

Exit:

  • Merger & Acquisition Advisory
  • ESOP Terminations
  • Fairness Opinions
  • Recapitalizations

Related Services:

Case Studies

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